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Quite
often, clients or prospective clients inquire about the
advisability or utility of using internal (or external)
program advisors. This can be a serious question that if not
properly addressed, can result in a bad experience for all
persons involved with the program. The answer to this
question resides in the fundamental purpose of program
evaluation: to assist in the decision-making process. Often
conversations about evaluation become so embroiled in topics
regarding formative versus summative processes, validity and
reliability, evaluation models, statistical methods, etc.,
that we forget why we need an evaluation. Someone or some
group needs to make a decision and determine a course of
action.
Internal
Evaluators
Many
excellent program evaluators are not individuals who have
been contracted; rather they work within the agency or
organization. They can play an important role in decision
making and in the organization’s own efforts toward
accountability. Internal evaluators generally have better
access to persons working in the program under review as
well as records, history, and important artifacts that may
not be available to a contractor. Since they observe the
program in action, they also probably have a keener sense of
how things really operate and are sensitive to the nuances
of the organization. They may also have credibility and
trust with program staff that may require extensive time for
an outsider to build. Internal evaluators can reduce the
costs of the evaluation (unless the process significantly
interferes with their duties and regular assignments). If
the internal evaluators are already paid from some other
budget, they are obviously less expensive than an external
evaluator. It should be remembered, however, that if the
project is paying for everyone who works for it (like a
grant-funded project), it will depend on what the internal
evaluators are doing. The internal evaluators can be more
expensive because they usually do a good deal more than an
external evaluator
Even
given all the above assets of an internal evaluator, it may
not always be a prudent decision. Do they have the technical
expertise? Can they be objective or does their role in the
organization create some bias, predisposition, or even
prejudice? Might they be influenced by others in the
organization who desire a certain evaluation outcome? Are
the internal politics such that a valid and fair evaluation
is difficult, if not impossible? Will their findings have
credibility, both within the organization and to external
parties?
Owens1
offers seven principles that should be accepted if an
internal evaluation is to be effective:
-
Involve the staff as much as possible.
-
Form
a group responsible for day-to-day management of the
evaluation.
-
Strive for consensus on the evaluation plan.
-
Provide necessary resources to the evaluation team.
-
Encourage evaluators to report on their progress.
-
Use
findings to reflect on the program aspects under review.
-
Develop a systematic plan by which changes can be made.
1
Owens, J.M. (2007). Program evaluation. NY: The
Guilford Press.
External
Evaluators
External
program evaluators often have assets including technical
expertise and experience that are not available in the
organization. They may also have colleagues or contacts
that have additional expert skills and
knowledge. Because they are not members of the agency, they
bring a fresh, new perspective and a degree of independence
that only outsiders may bring. They are also more immune to
politics and political pressures from stakeholders who have
a vested interest in the evaluation’s outcomes. Perhaps most
importantly, the external evaluator will likely be free of
bias; there is not just the potential objectivity of
external program evaluators, but the perceived objectivity.
The perceived objectivity may be more critical to sponsors
that the reality of objectivity.
As
outsiders, it will require time to build trust as well as to
establish good communications; external evaluators may
create some anxiety at first. It will also require time to
understand the political powers that are involved. Finally,
there are cost issues to consider. It is not unusual for an
external evaluation to require as much as 10% of the program
budget. Some funding agencies may require an external
evaluation; then, of course, there is no option.
Evaluators, whether internal or external, must assume
responsibility for establishing confidence between
themselves and program stakeholders. Principles of
professional ethics and honesty must never waver. Confidence
is also derived from the degree of fairness, legitimacy, and
objectivity of the program evaluation. These elements must
never be compromised.
Suggested
WWW Resources:
http://som.flinders.edu.au/FUSA/SACHRU/PEW/evalzone/whodo.htm
http://erc.msh.org/mainpage.cfm?file=2.3.1m.htm&module=info&language=English
http://www.uml.edu/centers/cfwc/Community_Tips/Program_Evaluation/Perform_Eval.html
http://ktl.jyu.fi/arkisto/verkkojulkaisuja/electronic/001/lyytinen.htm
http://www.businessincubation.com.au/Text/1056008145899-2011/pC/10563515 |